November 1, 2002
This Advisory Opinion concerns the following issue as formulated from
facts and/or circumstances furnished by a requestor. The Commission approved
this opinion on November 1, 2002, basing its approval solely on the facts
and circumstances stated herein.
May a city council member for a municipality located within a county also serve as the executive director to the county’s emergency communications commission?
State law restricts the Mississippi Ethics Commission to interpreting
and issuing opinions on Sections 25-4-101
through 25-4-119,
1972 Mississippi Code Annotated and Article IV, Section 109,
Mississippi Constitution of 1890. Therefore, this opinion does not
address the Mississippi laws outside the Commission’s jurisdiction nor
the governmental entity’s internal rules and regulations.
The pertinent conflict of interest laws to be considered here are:
Constitutional Section 109
states:
“No public officer or member of the legislature shall be interested, directly or indirectly, in any contract with the state, or any district, county, city, or town thereof, authorized by any law passed or order made by any board of which he may be or may have been a member, during the term for which he shall have been chosen, or within one year after the expiration of such term.”
Code Section 25-4-101
states:
“The legislature declares that elective and public office and employment is a public trust and any effort to realize personal gain through official conduct, other than as provided by law, or as a natural consequence of the employment or position, is a violation of that trust. Therefore, public servants shall endeavor to pursue a course of conduct which will not raise suspicion among the public that they are likely to be engaged in acts that are in violation of this trust and which will not reflect unfavorably upon the state and local governments.”
Code Section 25-4-103
(f)(i)(ii), (g)(i)(ii), (h), (l) and (p)(i)(ii)(iii) states:
“(f) ‘Contract’ means:(i) Any agreement to which the government is a party; or
(ii) Any agreement on behalf of the government which involves the payment of public funds.
(g) ‘Governmental’ means the state and all political entities thereof, both collectively and separately, including but not limited to:
(i) Counties; and
(ii) Municipalities.
(h) ‘Governmental entity’ means the state, a county, a municipality or any other separate political subdivision authorized by law to exercise a part of the sovereign power of the state.
(l) ‘Pecuniary benefit’ means benefit in the form of money, property, commercial interests or anything else the primary significance of which is economic gain. Expenses associated with social occasions afforded public servants shall not be deemed a pecuniary benefit.
(p) ‘Public servant’ means:
(i) Any elected or appointed official of the government;
(ii) Any officer, director, commissioner, supervisor, chief, head, agent or employee of the government or any agency thereof, or of any public entity created by or under the laws of the State of Mississippi or created by an agency or governmental entity thereof, any of which is funded by public funds or which expends, authorizes or
recommends the use of public funds; or(iii) Any individual who receives a salary, per diem or expenses paid in whole or in part out of funds authorized to be expended by the government.”
Code Section 25-4-105(1)
and (2) states:
“(1) No public servant shall use his official position to obtain pecuniary benefit for himself other than that compensation provided for by law, or to obtain pecuniary benefit for any relative or any business with which he is associated.(2) No public servant shall be interested, directly or indirectly, during the term for which he shall have been chosen, or within one (1) year after the expiration of such term, in any contract with the state, or any district, county, city or town thereof, authorized by any law passed or order made by any board of which he may be or may have been a member.”
Pertinent facts and circumstances provided by the requestor, absent
identifying data, are set forth as follows and considered a part of this
opinion.
Our firm represents the County Emergency Communication Commission which was created by Order of the County Board of Supervisors pursuant to Local and Private Legislation. A copy of the Local and Private Legislation as well as the Order of the Board of Supervisors is attached to this request. According to both the Legislation and the Order the Board of Supervisors, the Commission shall be composed of three citizens appointed by the Board of Supervisors and various public safety officials in the County including the Police Chief and Fire Chief for each municipality.The County Emergency Communications Commission has been very active and is making substantial progress in developing a county wide emergency communications system. The Commission is constructing a new dispatch center and has purchased a state of the art communications system. This system will be sufficient to satisfy the county’s needs both today and into the future. The project has now reached the point where it is necessary to hire an executive director to manage the Commission’s day to day operations. This individual will be charged with the responsibility of managing staff, preparing budgets, developing strategic plans, implementing the County’s 911 Communications System, ensuring compliance with applicable laws and regulations, and drafting for Commission approval all new policies and procedures.
Based on this background, the County Emergency Communications Commission would like to receive an official opinion from your office to the following question: Can a City Council member for a municipality located within the County also serve in the capacity of the executive director to the County Emergency Communications Commission? In responding to this inquiry, the Commission would like for you to consider any conflict of interest or separation of powers issues which could arise when occupying both positions.Finally, the Commission also asks that this opinion request be expedited. The Commission is in a desperate need to fill this position immediately.
By copy of this letter, I am also notifying the Ethics Commission and requesting that they also consider the conflict of interest issue.
Based solely on the facts and circumstances presented by the requestor,
the Commission’s opinion is as follows.
It is not as such a violation of the conflict of interest laws for a city council member to simultaneously serve as director to the county emergency communications commission, created by the county board of supervisors, so long as no contracts exist between the two governmental entities, the county and the city, in which the city council member would have an inherent interest and/or a private pecuniary benefit. The finding is based on the city and the county emergency communications commission being separate governmental entities as defined in the above cited Code Section 25-4-103(g)(h). Should the city provide funds to the county emergency communications commission that employs the city council member, this opinion is no longer applicable and the requestor and/or the city council member should immediately notify the Commission.1 [Emphasis added to bold text]
Notwithstanding the above, a city council member employed by a county emergency communications commission must remain keenly aware of the above cited Code Section 25-4-105(1) and Code Section 25-4-101.
Code Section 25-4-105(1) prohibits public servants from using their official positions to obtain a pecuniary benefit for themselves, a relative or a business with which they are associated.
To avoid using their official positions to obtain a pecuniary benefit,
the public servants must totally and completely recuse themselves from
subject matters providing the pecuniary interests. An abstention
is a vote with the majority of the governing entity’s board and therefore
does not qualify as a recusal.
A total and complete recusal requires that the public servant not only avoid debating, discussing or taking action on the subject matter during the official meeting, but also avoid discussing the subject matter with other board members, staff or any other person prior to and after the official meeting. This includes casual comments, as well as detailed discussions, made in person, by telephone or by any other means.
Also to properly recuse oneself from a matter, the public servant must leave the room or area where such discussions, considerations and/or actions take place. The minutes of the governing entity’s board should state the public servant left the meeting by showing him or her absent for that matter.
Therefore, the requestor is advised that the only way the city council member could be certain to avoid violating Code Section 25-4-105(1) is to recuse himself from all matters coming before the city council that concern the county emergency communications commission should he accept employment with the county emergency communications commission.
This issue presented by the requestor also must be viewed as it relates to Code Section 25-4-101, set forth above. This code section sets the tone for the conflict of interest laws as the Legislature’s “Declaration of Public Policy.” This public policy can be summarized as any circumstance having the potential of creating suspicion among the public and reflecting unfavorably upon the state or local government should be closely reviewed by public servants with the intent to reduce or eliminate any suspicion on the part of the public which detracts from the public’s trust in state or local government.
Clearly, a county employee’s direct or indirect involvement with matters concerning his employing county that are before the city council of which the county employee is a member has the potential of creating suspicion among the public and reflecting unfavorably upon the city and the county. This is another reason why the city council member must recuse himself from all matters coming before the city council that concern the county emergency communications commission.
Also, the municipal employees serving as members of the county commission, specifically the police chief and fire chief, should recuse themselves from the county commission’s decisions and actions regarding employing the city council member in order to fully and completely comply with the public policy mandate set forth in Code Section 25-4-101.
In addition, the requestor is advised that a circumstance can exist that would cause a violation of Constitutional Section 109 and Code Section 25-4-105(2), both cited above, should a board member of one governmental entity be employed by a separate governmental entity.
As stated above, such a circumstance involves the existence of contracts
between the two governmental entities in which the public servant would
have an inherent interest and/or a private pecuniary benefit.
Constitutional Section 109 and Code Section 25-4-105(2) would prohibit a city council member from directly or indirectly having an inherent interest and/or receiving a pecuniary benefit from his city board or his employing county government as a result of any contracts existing between the two governmental entities.
The requestor is cautioned to advise the city council member that a
recusal or an abstention will not prevent a violation of Constitutional
Section 109 and
Code Section 25-4-105(2).
Even without a board member’s vote, the authorization by the member’s board,
nonetheless, results in a contract in which the board member has a prohibited
interest.
Scott Rankin
Executive Director
1 It is noted in Section 7, Subsection 6 of the Local and Private legislation that the municipalities may fund the county commission.