OFFICIAL ADVISORY OPINION NO. 02-016-E
March 1, 2002
This Advisory Opinion concerns the following issue as formulated from
facts and/or circumstances furnished by a requestor. The Commission approved
this opinion on March 1, 2002, basing its approval solely on the facts
and circumstances stated herein.
May a member of the board of aldermen vote on a town's annexation
that includes the board member's business property?
State law restricts the Mississippi Ethics Commission to interpreting and
issuing opinions on Sections 25-4-101
through 25-4-119,
1972 Mississippi Code Annotated and Article IV, Section 109, Mississippi
Constitution of 1890. Therefore, this opinion does not address the Mississippi
laws outside the Commission's jurisdiction nor the governmental entity's
internal rules and regulations.
The pertinent conflict of interest laws to be considered here are:
Code Section 25-4-101
states:
"The legislature declares that elective and public office and employment
is a public trust and any effort to realize personal gain through official
conduct, other than as provided by law, or as a natural consequence of
the employment or position, is a violation of that trust. Therefore, public
servants shall endeavor to pursue a course of conduct which will not raise
suspicion among the public that they are likely to be engaged in acts that
are in violation of this trust and which will not reflect unfavorably upon
the state and local governments."
Code Section 25-4-103(b),
(g)(ii), (h), (l) and (p)(i)(ii)(iii) states:
"(b) "Benefit" means any gain or advantage to the beneficiary, including
any gain or advantage to a third person pursuant to the desire or consent
of the beneficiary.
(g) "Governmental" means the state and all political entities thereof,
both collectively and separately, including but not limited to:
(h) "Governmental entity" means the state, a county, a municipality
or any other separate political subdivision authorized by law to exercise
a part of the sovereign power of the state.
(l) "Pecuniary benefit" means benefit in the form of money, property,
commercial interests or anything else the primary significance of which
is economic gain. Expenses associated with social occasions afforded public
servants shall not be deemed a pecuniary benefit.
(p) "Public servant" means:
(i) Any elected or appointed official of the government;
(ii) Any officer, director, commissioner, supervisor, chief, h e a
d, agent or employee of the government or any agency thereof, or of any
public entity created by or under the laws of the State of Mississippi
or created by an agency or governmental entity thereof, any of which is
funded by public funds or which expends, authorizes or recommends the use
of public funds; or
(iii) Any individual who receives a salary, per diem or expenses paid
in whole or in part out of funds authorized to be expended by the government."
"(1) No public servant shall use his official position to obtain pecuniary
benefit for himself other than that compensation provided for by law, or
to obtain pecuniary benefit for any relative or any business with which
he is associated."
Pertinent facts and circumstances provided by the requestor,
absent identifying data, are set forth as follows and considered
a part of this opinion.
I am requesting your opinion regarding the legality of a board member
conflict of interest when his business will be included in the annexation.
Code Section 25-4-103(d)
My question is, will this alderman be exempt from voting on this order
if his business is included in the annexation?
Based solely on the facts and circumstances presented by the requestor,
the Commission's opinion is as follows.
The requestor is cautioned to advise the member of the board of aldermen
that his failure to totally and completely recuse himself from matters
pertaining to the annexation in question could certainly be expected to
result in his violating the above cited Code Section 25-4-105(1)
and his failing to comply with state public policy as mandated in the above
cited Code Section 25-4-101.
Code Section 25-4-105(1)
prohibits a public servant, including a member of the board of aldermen,
from using his official position to obtain a pecuniary benefit for himself,
a relative or a business with which he is associated.
Code Section 25-4-101
sets the tone for the conflict of interest laws as the Legislature's "Declaration
of Public Policy." This public policy can be summarized as any circumstance
having the potential of creating suspicion among the public and reflecting
unfavorably upon the state or local government should be closely reviewed
by public servants with the intent to reduce or eliminate any suspicion
on the part of the public which detracts from the public's trust in state
or local government.
The requestor is cautioned to advise the member of the board of aldermen
that an abstention is a vote with the majority of the goveming entity's
board and therefore does not qualify as a recusal.
A total and complete recusal requires that the public servant not only
avoid debating, discussing or taking action on the subject matter during
the official meeting, but also avoid discussing the subject matter with
other board members, staff or any other person prior to and after the official
meeting. This includes casual comments, as well as detailed discussions,
made in person, by telephone or by any other means.
Also to properly recuse oneself from a matter, the public servant must
leave the room or area where such discussions, considerations and/or actions
take place. The minutes of the governing entity's board should state the
public servant left the meeting by showing him or her absent for that matter.
Scott Rankin
Executive Director