January 7, 2000
This Advisory Opinion concerns the following issue as formulated from
facts and/or circumstances furnished by a requestor. The Commission approved
this opinion on January 7, 2000, basing its approval solely on the facts
and circumstances stated herein.
May a senior planner for a regional planning commission that serves as the metropolitan planning commission for the region within which the city is located simultaneously serve on the city’s planning commission?
State law restricts the Mississippi Ethics Commission to interpreting
and issuing opinions on Sections 25-4-101
through 25-4-119,
1972 Mississippi Code Annotated and Article IV, Section 109,
Mississippi Constitution of 1890. Therefore, this opinion does not
address the Mississippi laws outside the Commission’s jurisdiction nor
the governmental entity’s internal rules and regulations.
The pertinent conflict of interest laws to be considered here are:
Constitutional Section 109
states:
“No public officer or member of the legislature shall be interested, directly or indirectly, in any contract with the state, or any district, county, city, or town thereof, authorized by any law passed or order made by any board of which he may be or may have been a member, during the term for which he shall have been chosen, or within one year after the expiration of such term.”
Code Section 25-4-101
states:
“The legislature declares that elective and public office and employment is a public trust and any effort to realize personal gain through official conduct, other than as provided by law, or as a natural consequence of the employment or position, is a violation of that trust. Therefore, public servants shall endeavor to pursue a course of conduct which will not raise suspicion among the public that they are likely to be engaged in acts that are in violation of this trust and which will not reflect unfavorably upon the state and local governments.”
Code Section 25-4-103(f)(i)(ii),
(g)(ii)(v), (h) and (p)(i)(ii)(iii) states:
“(f) ‘Contract’ means:(i) Any agreement to which the government is a party; or
(ii) Any agreement on behalf of the government which involves the payment of public funds.
(g) ‘Governmental’ means the state and all political entities thereof, both collectively and separately, including but not limited to:
(ii) Municipalities; and
(v) Any department, agency, board, commission, institution, instrumentality, or legislative or administrative body of the state, counties or municipalities created by statute, ordinance or executive order including all units that expend public funds.(h) ‘Governmental entity’ means the state, a county, a municipality or any other separate political subdivision authorized by law to exercise a part of the sovereign power of the state.
(p) ‘Public servant’ means:
(i) Any elected or appointed official of the government;
(ii) Any officer, director, commissioner, supervisor, chief, head, agent or employee of the government or any agency thereof, or of any public entity created by or under the laws of the State of Mississippi or created by an agency or governmental entity thereof, any of which is funded by public funds or which expends, authorizes or recommends the use of public funds; or
(iii) Any individual who receives a salary, per diem or expenses paid in whole or in part out of funds authorized to be expended by the government.”
Code Section 25-4-105(2)
states:
“(2) No public servant shall be interested, directly or indirectly, during the term for which he shall have been chosen, or within one (1) year after the expiration of such term, in any contract with the state, or any district, county, city or town thereof, authorized by any law passed or order made by any board of which he may be or may have been a member.”
Pertinent facts and circumstances in the form of the requestor’s
letter, absent identifying data, are attached hereto and considered a part
of this opinion.
Based solely on the facts and circumstances presented by the requestor, the Commission’s opinion is as follows.
The requestor is advised that a circumstance can exist that would cause a violation of Constitutional Section 109 and Code Section 25-4-105(2), both cited above, when an employee of one governmental entity, in this instance the regional planning commission, serves as a member of a board of another governmental entity, in this instance the city planning commission.
Such a circumstance involves the existence of contracts between the regional planning commission and the city and the requestor having an inherent interest and/or a private pecuniary benefit in such contracts.
Constitutional Section 109 and Code Section 25-4-105(2) would prohibit the requestor from directly or indirectly having an inherent interest and/or receiving a personal or pecuniary benefit as a result of any contracts existing between the regional planning commission and the city if the city planning commission is part of the contract authorization process.
The requestor is advised that a recusal or an abstention will not prevent a violation of Constitutional Section 109 and Code Section 25-4-105(2). Even without a board member’s vote, the authorization by the member’s board nonetheless results in a contract in which the board member has a prohibited interest.
Notwithstanding the above, the issue presented by the requestor also must be viewed as it relates to Code Section 25-4-101, set forth above. This code section sets the tone for the conflict of interest laws as the Legislature’s “Declaration of Public Policy.” This public policy can be summarized as any circumstance having the potential of creating suspicion among the public and reflecting unfavorably upon the state or local government should be closely reviewed by public servants with the intent to reduce or eliminate any suspicion on the part of the public which detracts from the public’s trust in state or local government.
Due to the contractual relationships that currently exist, as well as future contracts that can be expected to exist, between the regional planning commission and the city, it can be expected that the requestor’s duel service with the regional planning commission and the city planning commission will create suspicion among the public and reflect unfavorably upon both governmental entities.
Therefore, the requestor is precluded from serving on the city planning
commission while simultaneously employed as a senior planner for the regional
planning commission that is the metropolitan planning commission for the
region within which the city is located as to do otherwise would not comply
fully with the public policy mandate set forth in Code Section 25-4-101.
[Emphasis added to bold text]
Ronald E. Crowe
Executive Director